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- FASE-0: Diagnostic audit of 500+ files, 33 findings cataloged (7P0/8P1/12P2/6P3) - FASE-1: Resolved 7 P0 critical conflicts (ports, paths, dedup OQI-010/ADR-002, orphan schemas) - FASE-2: Resolved 8 P1 issues (traces, README/CLAUDE.md, DEPENDENCY-GRAPH v2.0, DDL drift, stack versions, DoR/DoD) - FASE-3: Resolved 12 P2 issues (archived tasks indexed, RNFs created, OQI-010 US/RF/ET, AGENTS v2.0) - FASE-4: Purged 3 obsolete docs to _archive/, fixed MODELO-NEGOCIO.md broken ref - FASE-5: Cross-layer validation (DDL→OQI 66%, OQI→BE 72%, BE→FE 78%, Inventories 95%) - FASE-6: INFORME-FINAL, SA-INDEX (18 subagents), METADATA COMPLETED 27/33 findings resolved (82%), 6 P3 deferred to backlog. 18 new files created, 40+ modified, 4 archived. Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
31 lines
1.1 KiB
Markdown
31 lines
1.1 KiB
Markdown
---
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id: RF-LTI-003
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title: "Guardrails de Seguridad para Trading via LLM"
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type: "Requirement"
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status: "Backlog"
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priority: "Critica"
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module: "llm-trading-integration"
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epic: OQI-010
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version: "1.0"
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created_date: "2026-02-06"
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---
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# RF-LTI-003: Guardrails de Seguridad para Trading via LLM
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## Descripcion
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Mecanismos de seguridad para prevenir operaciones no autorizadas o riesgosas via LLM.
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## Guardrails Requeridos
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1. **Confirmacion Obligatoria**: Toda orden de trading requiere confirmacion explicita del usuario
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2. **Limites de Riesgo**: Validar contra risk_assessments del usuario antes de ejecutar
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3. **Paper Trading Default**: Nuevos usuarios solo pueden ejecutar en modo paper
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4. **Max Order Size**: Limite configurable por usuario (default: 1% del portfolio)
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5. **Cooldown Period**: 30s entre ordenes consecutivas via LLM
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6. **Audit Trail**: Todas las acciones de trading via LLM registradas en audit.trading_audit
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7. **Kill Switch**: Administrador puede deshabilitar ejecucion via LLM globalmente
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## Disclaimers
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- Respuestas deben incluir disclaimer: "No es asesoria financiera"
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- Advertencia de riesgo en primera interaccion de trading
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